servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company
appliance distribution with the hire purchase system and car title loan under the operation of Singer Thailand Public Co., Ltd. With the diversity of Jaymart's investment in a potential retail business has
shareholder(s) that have ultimate control of the audit firm? 2 Does the person that has ultimate control in the firm be a CFO or managing partner of the firm? If not, how the ultimate shareholder(s) delegate or
in manufacturing consumer electronics products including calculators and home appliance products and else in Philippines. Name of the disposed assets : Cal-Comp Technology (Philippines) Inc. Business
shared more than 70% of total personal loan sales. - Hire Purchase The Company offers motorcycle, used car hire purchase, electrical appliance, mobile phones and others and hire purchase business of
Control | - |- Compliance / Internal control | - |- Information Technology |- Internal operation of Securities Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing
1 Operation Control Clause 4. Securities company shall have an effective internal control system, risk management system, and a system protecting conflict of interest and shall prescribe rule and
given to any person that suitable to investment objective, financial status or need of such person; “Office” means The Office of the Securities and Exchange Commission. Chapter 1 Operation Control Clause