compliance with the Notification on Connected Transactions. The Board of Directors resolved to propose the matter at the Extraordinary General Meeting of Shareholders in order to seek confirmation from the
The Civil Sanction Committee passed a resolution imposing a civil sanction on Surasak and Ekkamon in the case of insider trading of GLOBAL shares on 22 August 2012; however, both persons refused to comply with the civil sanction. Later, on 26 February 2018, the public prosecutor filed a legal action against Surasak and Ekkamon with the Civil Court after the SEC had submitted the case for the Court to impose the civil sanction on them in the Undecided Case No. Por. 1060/2561 between the SEC...
;">ที่ กลต.ธ.(ว) 4/2552 เรื่อง การปรับปรุงวิธีจัดส่งรายงานแสดงทรัพย์สินของลูกค้าและใบยืนยันรายการซื้อขาย (confirmation statement)
MOF, BOT, SET and SEC jointly established a system for verifying news and rumor having impact on securities trading. While the SET will be the center for contacting and checking facts regarding listed companies, the SEC will be the center for contacting and checking information with related authorities. Concurrently, the MOF and the BOT will provide support for immediate clarification. Mr. Thirachai Phuvanatnaranubala, SEC Secretary-General stated that ?Four leading capital market-related age...
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวปาฐกถาพิเศษ ในงานเปิดตัว “TRIS Rating Green Bond Verification Service” จัดโดยบริษัท ทริสเรทติ้ง
for auditing. Such information include YNPE?s external fund borrowing, appropriateness of appraisal price of company?s 3rd plant, verification on inventory at end of the accounting period, confirmation
Confirmation on Blockchain) ซึ่งนำกระบวนการการออกหนังสือรับรองทางการเงิน (Bank Confirmation) มาพัฒนาร่วมกับเทคโนโลยี Blockchain เพื่อเข้ามาสนับสนุนการทำงานของผู้สอบบัญชีและธนาคารในการตรวจสอบบัญชีของบริษัท ซึ่ง
system and securities companies, preliminary inspection indicated that a number of clients asked their brokers to verify their share certificates, which were further sent for verification by Thailand
their appointees in fabricating evidence of transaction confirmation on the telephone recording system of her securities company. Phornphimon performed her duties dishonestly and carelessly in
information and forward-looking statements were different from the information disclosed in the registration statement, the SEC today has received Mr. Sompoch?s confirmation that the information disclosed in