Notification of the Capital Market Supervisory Board in accordance with Section 111/1 of the Securities and Exchange Act B.E. 2535 (1992) . “ client’s asset ” means an asset deemed to be owned by a client as
Notification of the Capital Market Supervisory Board in accordance with Section 111/1 of the Securities and Exchange Act B.E. 2535 (1992). “client’s asset” means an asset deemed to be owned by a client as
Notification of the Capital Market Supervisory Board in accordance with Section 111/1 of the Securities and Exchange Act B.E. 2535 (1992). “client’s asset” means an asset deemed to be owned by a client as
Mr. Tharathon Phiboonthammasak Mr. Tharathon Phiboonthammasak knew or possessed negative substantial inside information about PTG Energy Public Company Limited (PTG) Q3/2018 performance which would
;BX") transferred digital assets of its customers which possessed by BX to other digital wallets that did not for holding customers’ digital assets. Such action causes damage to other persons. This
Mr. Komen Niyomvanich In 2022, Mr. Komen Niyomvanich colluded with Miss Monsicha Ounpipat in a manner that is likely to cause a disadvantage to the mutual fund. Mr. Komen, a fund manager, possessed
. Proceeds in the trading account belonged to {A}.Exploiting client's account for trading derivatives for one own benefit is deemed in violation of Clause 20(1) of the Notification of the Capital Market
possessed for a member” means: (1) assets that a derivatives clearing house receives from a member, whether it is owned by the member or its client, for use as collateral for derivatives trading; (2) assets
Exchange Act that knew or possessed the inside information of EARTH. That is, a financial institution declined EARTH's requests for extension of the repayment period on 15 May 2017, which led to EARTH
., a wholly owned indirect subsidiary company of IVL. Name of the new Subsidiary Company: Indorama Ventures Portugal Utility - Unipessoal, Lda. Registered Country: Portugal Nature of Business: Utilities