สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางสาวนภนวลพรรณ ภวสันต์ ผู้อำนวยการฝ่ายส่งเสริมเทคโนโลยีทางการเงิน ร่วมเสวนาหัวข้อ “What Roles does Regulator Play in Supporting Fintech
At the SEC Meets the Press session today, Secretary-General Pornanong Budsaratragoon shared her perspective and vision for leading the SEC organization after recently assuming office. “I have taken on a new role in a familiar organization and working environment, with the primary goal of leading the SEC as a regulatory agency that develops the capital market and supports economic growth. Under transparent and fair management in line with international standard good governance guidelines, we are...
majority of the relevant governing body are non-practitioners (with an appropriate cooling off period for former auditors); and - Funding of the regulator is free of undue influence by the audit profession
this year.The CG Code offers the boards of directors, as the governing body of listed companies, guidelines for incorporating good corporate governance principles into business operation as deemed
that would be beneficial to capital market business or consistent with its objectives upon permission from the SEC Board; and (3) Its governing body will consist of both ex-officio committee and
relations. The SFC is the principal regulator of the securities and futures market in Hong Kong and the primary authority for regulating retail funds offered to the public in Hong Kong. The role of the SFC is
governing body should be disclosed to beneficiaries and others as well as the criteria that are applied to such appointments. Such criteria should always take account of the need for expertise and
report on performance 12. Ensure governing body leads by example 11. Integrate Sustainability and managing for impact into governance framework S T R A T E G Y M A N A G E M E N T A P P R O A C H T R A N S
. • Clarify the specific aspects of climate-related risk and opportunities each governing body has oversight for, and how this oversight is provided • State the frequency with which each body reviews climate
developed as practice principles for the board of directors, as the leader and governing body of a listed company, to fulfil all of those expectations. The Principles of this CG Code integrate the essence of