step ensures that the measure to be taken is appropriate, practical and respectful to stakeholders’ rights 6. The proposed rule is considered by the relevant sub-committee The sub-committee members
. If “yes,” describe how the firm communicates this information to its personnel. b. If “no,” describe how the firm ensures that all personnel are aware on a timely basis of those entities to which
how the firm ensures that all personnel are aware on a timely basis of those entities to which independence policies apply. 14 Does the firm have any engagements where it acts as a principal auditor or
ESG improver story… What was the outcome? PUBLIC • • • • • • • • PUBLIC FTSE ESG Low Carbon Select and MSCI Climate Paris Aligned • • • • PUBLIC The index architecture ensures it
) ensures listed companies disclose important information on governance and the management of their environmental and social resources and risks. These disclosures will provide analysts with relevant and
activities, yet the scope of SEC authority not covering risks and guarantees for losses from investment, nor compensations for damages incurred to investors in all cases. Other regulated regulators in the
the firm assures that all staff has sufficient accounting and auditing knowledge enough to perform their audit work? 12 Does the firm conduct significant amount of in house training? 13 Does the firm
mutual funds in Thailand. This ensures a level playing field between domestic and foreign funds. Thai investors will have sufficient information to make informed investment decisions and compare Hong
accounts for this period. 2 / 2 4. The Financial Cost is Baht 8.85 million which is Baht 1.94 million or 28.15% higher than the year of 2016. It is a result of bank fees from bank guarantees. 5. The net loss
companies.** By ensuring more appropriateness, less reporting repetition, and more flexibility for those responsible for the reporting, the amendment still ensures that the users receive sufficient