Complex Type 3 Investment Consultant

Complex Type 3 Investment Consultant

Complex Type 3 Investment Consultant

SCB ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 28/01/2020 - 03/02/2020

KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 19/05/2020 - 26/05/2020

AIA INVESTMENT MANAGEMENT (THAILAND) LIMITED|Feeder Fund | Offering Date : 17/03/2021 - 24/03/2021

Bangkok, May 30, 2011-  Following Thoresen Thai Agency Plc., (TTA)disclosed through the Stock Exchange of Thailand (SET) that on May 27, 2011, 75 shareholders claiming to hold  72,212,550 shares or 10.199% filed a letter requesting the company to hold extraordinary shareholders? meeting to consider the matters of (1) rights offering of newly issued shares and share warrants and (2) change of the company accounting period. TTA will examine whether the shareholders? request and shareholding of eac...

บริษัท หลักทรัพย์จัดการกองทุนไทยพาณิชย์ จำกัด|กองทุนรวมที่มีนโยบายเปิดให้มีการลงทุนในกองทุนรวมอื่นภายใต้ บลจ. เดียวกัน | วันที่เสนอขาย : 28/01/2563 - 03/02/2563

Bangkok, June 25, 2012 ? The SEC Board and the Capital Market Supervisory Board resolved to specify types of accredited investors (AI) and allow an offer for sale of the following products to AI: (1) unrated bonds and (2) non-retail mutual funds that invest in unrated or non-investment grade debt instruments without limit on the investment proportion. The resolutions aim to provide those seeking to raise funds with more opportunities and alternatives in issuing financial instruments. At the same...

Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a