Bangkok, December 24, 2013 - The SEC will not consider an application for approval as capital market personnel in case of {A}, a former securities investment consultant of Thanachart Securities Plc
Bangkok, November 17, 2014 ?The SEC revoked the approval of Nakul Chaiyanil, a former fund manager for ten years for failure to perform his duty with honesty in relation to management of 101 Montri
The SEC imposed disciplinary penalty on Mr. Chanchai Kultavarakorn, a former executive of a securities company, for not rectifying company operating system as ordered by the SEC and not providing the
denied the authorization of the whole arrangement. {D} and {A} subsequently entered into an agreement with the client whereas the client agreed to formalize the past buying transaction by signing the
Bangkok, February 16, 2006 ? The SEC has decided to suspend a former fund manager from the list of approved persons and to penalize an asset management company for inappropriate management of mutual
Bangkok, February 21, 2012 - The Appeal Court overturned the judgment of the Court of First Instance on November 24, 2006 that dismissed Theeratchanon Lapvisutisin, former Managing Director and
Earlier, the Civil Penalty Consideration Committee resolved to apply civil sanctions against Mr. A for obstructing and failing to set up a board of directors meeting and a shareholders meeting to
Year : 2012
Type of securities : Common share | Effective Date : 07/10/2004 | Close Selling Date : 12/10/2004
Bangkok, March 1, 2012 ? On February 28, 2012, the Criminal Court convicted Sondhi Limthongkul, Suradet Mookyangkul, Saovaluck Theeranuchanyong, and Yupin Chantana, former directors of Manager Media