personal benefits from the margins of the offer prices. According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to
Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She
seeking unfair benefits from investor by taking advantage of her duty performance. In addition, during May 2018, {A} failed to execute the client’s order to buy shares of a company and did not inform the
Maybank Kim Eng Securities (Thailand) PLC, Chonburi branch, for trading securities through clients' accounts for their own benefits and using non-financial institution loans. The SEC also suspended {E
7.00% per annum from the original bond maturity date.The SEC has instructed the bondholders' representatives to thoroughly detail the advantages, disadvantages, benefits, and impact of approval or non
investors? awareness in helping monitor our capital market and facilitate legal actions against any persons taking advantages of others. Key criteria of the regulations include methods for giving information
with anti-money laundering laws. Currently, this e-KYC technology will provide advantages for making identification, authentication and other processes becomes faster and more convenient.SEC has
, Thammasat University, on June 19, 2012.?As technology advancement tremendously changes people?s lifestyles, the SEC realizes the advantages of using technology to reach investors and the general public
0.006% 300.00 Total 50,000 100.000% 5,000,000.00 3.5 Investment objective To expand the company businesses 3.6 Advantages expected from To receive dividend from the investment the transaction 3.7 Source
establish its global Footprint in the Fibers business in South America’s largest economy, Brazil and participate not only in the large domestic market but also enjoy strategic and logistic advantages from