based on the same period of time and extend IPO subscription period at least for two business days. This is to allow investors more time to digest the information for their decision making. Vorapol
SEC Secretary-General Ruenvadee Suwanmongkol said: “The deadline for listed companies to submit their annual financial statements and other reports as required by law is approaching but the COVID-19 outbreak in many counties has not been resolved. Such current situation may have a negative impact on Thai listed companies that have core business in COVID-19 affected countries, or it might interrupt international travel plans of directors to the point that listed companies are unable to hol...
notification to extend the applicability of the provisions of this Division to any other categories of derivatives business operators.
the notification to extend the applicability of the provisions of this Division to any other categories of derivatives business operator.
The Office of Securities and Exchange Commission (SEC) is considering amendments to the laws administered by SEC in order to increase the efficiency of law enforcement. The Agency proposes to
cause any conflicts of interest with the management of mutual funds; (2) Having attained the age of twenty; (3) Having passed the fundamental knowledge examination for professionals administered by a
age of twenty; (3) Having passed the fundamental knowledge examination for professionals administered by a training institute or having completed the courses that are approved by the Office; (4) Being
age of twenty; (3) Having passed the fundamental knowledge examination for professionals administered by a training institute or having completed the courses that are approved by the Office; (4) Being
imposes the sanction. The SEC Board imposes the sanction. End This is a legal action by virtue of the SEC Office’s regulatory power prescribed in those administered laws. This action shall be imposed on a
Essentially, the draft amendment to the regulations governing capital market business personnel would (1) extend the period for renewal of approval to be on any business day until the last