Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
of the transaction as indicated in the Entire Business Transfer Agreement. The Company anticipates that the Subsidiary shall complete of Acquisition and Acceptance of Transfer of the Entire Business by
Transfer Agreement. The Company anticipates that the Subsidiary shall complete of Acquisition and Acceptance of Transfer of the Entire Business by the January 2019. In this regard, the Board of Directors has
shares, which include but not limited 1) considering the offering for sale and allocation of the newly issued ordinary shares whether in whole or in part and whether in a single offering or multiple
whole project to be as complete as possible, Which is necessary to use the investment budget in the decoration category increased and from the postponement of the service from the end of the year 2019 to
regarding securities trading. The case was subject to a civil sanction, was filed with the Civil Court, and was the first legal case adjudged by the Court’s final decision. The whole process, from the
following: (1) considering the offering for sale and allocation of the newly issued ordinary shares whether in whole or in part and whether in a single offering or multiple offerings; (2) determining the
the newly issued ordinary shares, which include but not limited to the following: (1) considering the offering for sale and allocation of the newly issued ordinary shares whether in whole or in part and