investment universe. These policies should be communicated to clients and beneficiaries in plain and understandable language. 2.2 Active monitoring Institutional investors should monitor closely the companies
regulatory bodies and institutional investors to launch the I Code and invited investors to endorse it as a guideline for responsible investment management whereby environmental and social interest as well as
: “As the financial services sector evolves at an unprecedented pace, it is key for regulatory bodies to maintain a constant stream of knowledge exchange to stay abreast of innovation in the sector
%20Investor%20Responsibilities_2013.pdf matter of a few years but whole generations. Such generational differences create real challenges for the governing bodies charged with acting in the interests of all
the universe of financial products and services for investors.The regulations will emphasize on information disclosure and appropriate level of investor protection. Foreign companies intend to raise
........................................................................................................................................... 7 Company universe................................................................................................................................... 7 The assessment framework
financial reports on the close cooperation with all related parties, including auditors, accountants, audit committees, listed company executives as well as related accounting and audit regulatory bodies
/06/2022 17:13 The establishment of a new subsidiary 06/06/2022 17:12 Incorporation of a joint venture company with ER Universe, LLC and investing in ER XSpring Ventures fund 1, LP 18/02/2022 17:14
) Approaches to Responsible Investment in Listed Equity 4 SEC Classification : ใชภ้ายใน (Internal) Screening: Filtering the Investable Universe There are three main types of screening… Exclusionary (negative
other bodies require listed companies to comply with https://www.sec.or.th/cgthailand/TH/Documents/Assessment/49801431.pdf