Thailand will be, among other things, as follows:(1) it will be a juristic person under the Securities and Exchange Act; (2) its objectives will encompass promoting and supporting the development of the
had affixed signature on subscription orders, redemption orders and switch orders of investment units, in his position as investment consultant, without meeting with or giving advice to a client in
securities, and revises the law to encompass the digital trading in securities; (2) revises overall provisions regarding over-the-counter center i.e., the establishment, qualifications of applicants
the clients’ handwriting, subscription orders and switch orders or unitholders’ account books, causing damage to four clients at the total amount of 10.44 million baht. The SEC has considered that
into force since 3 March 2021. Additionally, the SEC has revised related regulations to allow the existing business operators to switch to License E or PF License in line with the business model they
, covering the risks of various financial instruments and revision to the definition of special debts to encompass additional categories of outstanding debts. The SEC received valuable feedback and
champions of the investment world can lend invaluable support to these transformative sustainability agendas whose aims encompass inclusivity, equity and transparency. An important step in that direction was
whose aims encompass inclusivity, equity and transparency. An important step in that direction was taken last year at the Sustainable Thailand Forum, where 43 financial institutions with total assets of
agendas whose aims encompass inclusivity, equity and transparency. An important step in that direction was taken last year at the Sustainable Thailand Forum, where 43 financial institutions with total
corporate governance issue relative to a single nation (hence, total 14 issues spanning 14 nations). • Attempt to encompass in each nation a family-firm representing one of 4 categories (i.e., tightly held