their duties for the best interests of the company. Therefore, A person who has a conflict of interest must not do business which is in competition with the company. There must be no related party
notifying the place of storage, what should the company do If directors and executives have never reported their interest? A: Directors and executives are required to submit a report on their interest in
notifying the place of storage, what should the company do If directors and executives have never reported their interest? A: Directors and executives are required to submit a report on their interest in
Important points Who are the directors or executives? What is the scope of their powers? Who are the independent directors / Audit Committee (AC) to act for the interests of individual investors? What is the
the making of a complete list of the shareholders whose names are in the register on the record date. Q: Is the register closing for dividend payment based on the record date concept as well? A: Under
solicitation for investment in nine digital assets which are not on the list of SEC-approved digital assets or under SEC’s supervision Following the tips from various sources to SEC, several investment
securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients. In this regard, six of the offenders are banned for the maximum period of 10
an operating license. Those who are interested to operate digital asset businesses can submit their request for licensing. SEC will consider qualifications according to the determined process. There is
companies and their affiliates, both in the Stock Exchange of Thailand (SET) and the Market for Alternative Investment (MAI) Ms. Ruenvadee Suwanmongkol, SEC Secretary-General said, “One of the SEC’s key
(IA) business undertakings. In this regard, Thai business operators have to inform the SEC of the names of such foreign personnel in advance and determine the term for their provision of advisory