Sucharitkul said “in regard to the hearing result of the supervision on ICO on securities tokens, after allowing related parties to make comments through several channels for approximately three months ending
Sukonthaman said: ?The SEC supervision takes into serious account intermediaries? managerial structure and work systems to ensure protection of clients? best interest and the overall market reliability. Some of
Bangkok, December 4, 2014 ? The SEC is seeking public comment on a proposal on crowdfunding supervision, aiming to introduce a new fundraising channel for small and medium sized enterprises in
หนังสือแจ้งการจัดสรรหุ้นสามัญเพิ่มทุน (Translation) O.C.C. Public Company Limited Information Memorandum on Acquisition of Assets October, 2017 Information Memorandum on Acquisition of Assets O.C.C
หนังสือแจ้งการจัดสรรหุ้นสามัญเพิ่มทุน บริษทั โอซีซี จ ำกดั (มหำชน) สำรสนเทศแจ้งกำรได้มำซ่ึงทรพัยสิ์น ตลุำคม 2560 สำรสนเทศแจ้งกำรได้มำซ่ึงทรพัยสิ์น บริษทั โอซีซี จ ำกดั (มหำชน) หน้า 2 จาก 19 ส่วนท่ี 1
Presently, supervising “digital asset businesses” under the royal decree on digital asset businesses, B.E. 2561 cover three business groups: digital asset exchange; digital asset broker; and digital asset dealer.Compared to securities business, digital asset businesses have not yet expanded into digital asset advisory service and digital asset fund management. Earlier, securities companies have expressed interest and discussed with SEC the possibility of offering the services. These secur...
aim to strengthen supervision on capital market business operation. Lessons learned from both organizations’ experience on cases with widespread impacts on the stakeholders were also shared for
, investment analyst and investment planner, and at the amount of 10,000 baht in case of a fund manager. SEC has therefore proposed amendments to the regulations on supervision of capital market
Pursuant to the Ministerial Notification concerning Approval for Undertaking of Digital Asset Businesses, effective since 13 July 2022, DA custodial wallet provider is required to obtain a DA business license before providing the custodial wallet. In this regard, the definition of DA Custodial Wallet Provider may cover deposit or custodial service for all types of DA, including such deposit or custody without the objective of custodial service business as in the case of DA issuers who provide cu...