KWI ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 17/07/2018 - 24/07/2018
Bangkok, February 16, 2006 ? The SEC has decided to suspend a former fund manager from the list of approved persons and to penalize an asset management company for inappropriate management of mutual fund investments. 1. Suchart Techaposai, former executive vice president, chief investment officer and mutual fund manager of AJF Asset Management Co., Ltd., made a careless, imprudent decision to invest in bills of exchange issued by Picnic Corporation Plc. ("PICNI"). The SEC, therefore, suspen...
Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved dishonesty, deceit or embezzlement and wrongful use of client?s assets. Following the complaint lodge...
Bangkok, August 22, 2007? Almost 70 percent of the 460 listed companies participating in the second Annual General Shareholders Meeting (AGM) Assessment Program have achieved good average score ( 70 points), an increase of 20 percent comparing to last year?s assessment. A brainchild of the SEC, the Thai Investors Association (TIA) and the Thai Listed Companies Association (LCA), the program was launched as a pilot project in 2006 and has increasingly attracted enthusiastic interest of nei...
Bangkok, August 22, 2007 ? Almost 70 percent of the 460 listed companies participating in the second Annual General Shareholders Meeting (AGM) Assessment Program have achieved good average score ( 70 points), an increase of 20 percent comparing to last year?s assessment. A brainchild of the SEC, the Thai Investors Association (TIA) and the Thai Listed Companies Association (LCA), the program was launched as a pilot project in 2006 and has increasingly attracted enthusiastic interest of ne...
Facebook Page ชื่อ Stable securities : Unlicensed securities and derivatives business (Disclosure Date : 18/12/2023)
Facebook Page ชื่อ Stable Fund : Unlicensed securities and derivatives business (Disclosure Date : 26/07/2024)
Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 08/12/2014 | Close Selling Date : 00/00/0000
Bangkok, December 24, 2008 ? Starting mid January next year, the SEC ? in cooperation with the Stock Exchange of Thailand (SET), the Thai Listed Companies Association and the Thai Company Secretary Club ? will hold a series of seminar on acquisition/disposal of assets of listed companies under the amended securities law. The seminar entitled, ?Connected Transactions and Acquisition/Disposal of Assets under the Securities and Exchange Act (No. 4) B.E. 2551 (2008)? will run for 10 sessions from Ja...