Bangkok, October 8, 2014 - The SEC imposed a three-month suspension on {A}, a securities investment consultant of Siam Commercial Bank PLC., for signing the buy/sell order form of investment units
Bangkok, February 20, 2015 - The SEC suspended {A}, a securities investment consultant of Siam Commercial Bank Plc. (SCB), for failure to provide complete information or advice. In this case, he
) Krung Thai Bank Public Company Limited: KTB*;(3) Kasikorn Bank Public Company Limited: KBANK;(4) Citibank, Bangkok Branch: Citibank*;(5) TMB Public Company Limited: TMB*; and (6) Siam Commercial Bank
Agency, Mr. Paiboon Nalinthrangkurn, Chairman of the Federation of Thai Capital Market Organizations, and Mr. Yunyong Thaicharoen, Ph.D., First Executive Vice President of Siam Commercial Bank PCL (SCB
join the efforts. So far, five companies have signed up, namely QTC Energy Public Company Limited, TMT Steel Public Company Limited, Thai Beverage Public Company Limited, Siam Commercial Bank Public
ACMF implements streamlined review framework for common prospectus.Kuala Lumpur, September 2, 2015, The ASEAN Capital Markets Forum (ACMF) announced today that the Securities Commission Malaysia (SC
9 MFC Thai Equity SSF MFC Asset Management 10 UOB Equity SSFX UOB Asset Management 11 SCB SET
The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that
initiatives can be found at the ACMF website www.theacmf.org. Key working groups driving various ACMF initiatives include:- Green Finance Working Group: Co-chaired by Securities Commission (SC) Malaysia and
, Chairman of the SC congratulated SEC Philippines’ on its admission into the Framework. He said, “Under the ASEAN CIS Framework, retail investors are able to tap into a wider choice of funds from beyond