Bangkok, July 5, 2012 - The SEC strictly supervises investment consultants (marketing officers) of securities companies to prepare and keep complete records of client's securities or derivatives
Bangkok, December 17, 2015 - The SEC has filed a criminal complaint against {A}, former managing director of Ramkhamhaeng Hospital Public Company Limited (RAM), with the Department of Special
2019-04-09_Notification for Resolution of BOD No. 3-2019 regarding the Acquisition and Disposition -Translation- Seven Utilities and Power Public Co., Ltd. 73 Mahachol Building, Soi Sukhumvit 62
Microsoft Word - 2019-08-19_Notification for Resolution of BOD 10-2019 regarding the Acquisition and Disposition.docx -Translation- Seven Utilities and Power Public Co., Ltd. 73 Mahachol Building
2019-04-09_Notification for Resolution of BOD No. 3-2019 regarding the Acquisition and Disposition_Edit1 -Translation- Seven Utilities and Power PublicCo.,Ltd. 73 Mahachol Building, SoiSukhumvit 62
2019-04-18_Notification for Resolution of BOD 3-2019 regarding the Acquisition and Disposition _Edit2_ -Translation- Seven Utilities and Power PublicCo.,Ltd. 73 Mahachol Building, SoiSukhumvit 62
Bangkok, 21 January 2019 - The SEC has revoked approval for two investment consultants for using investors' trading accounts to seek benefits for themselves, namely (1) {A}, capital market investment
Bangkok, December 27, 2012 - The SEC imposed a one-month suspension on three investment consultants of Phillip Securities (Thailand) Plc. for not taping clients? trading orders, effective from
Bangkok, November 8, 2007 ? The SEC today revoked the approval for an investor contact by the name of Thitiratt Thongchlermwong functioning as a marketing officer in the securities and derivatives
Bangkok, July 29, 2011 ? The SEC has announced selection process for new Secretary-General. Candidates must have qualifications and shall not possess any of the prohibited characteristics. The SEC