SEC Secretary-General, Nataya Niyamanusorn said, “SEC has seen the wealth advisors having important role for the investors because they could make the investors realize financial planning as a living skill after the Thai society has stepped into the ageing society. However, ageing people may not have enough money after retirement and investors have not yet achieved their targeted returns on investment or have had enough money for long term. Therefore, SEC has gone ahead with the main strat...
Offering and the Annual Registration Statement for Companies Disclosing Greenhouse Gas Emission Data, dated 10 March 2021, the fee deduction measures will expire at the end of 2023. The SEC therefore
Rules and Procedures for Disclosing Reports and Information to the Public
Statement for Companies Disclosing Greenhouse Gas Emission Data, dated 10 March 2021. The fee deduction measures will expire at the end of 2023. To render continuing support to the measures, the SEC is
, the first and third quarters of 2013, and the year 2013 in order to avoid revealing the details of his related persons who entered into share trading transactions with RAM during 2012-2013. The public
suspending {A}, an employee of Kiatnakin Securities Co., Ltd. and {B}, an employee of Phara Securities Plc. and also revealing {C}'s inappropriate behavior. The SEC found from its routine inspection that {A
employee of Ausiris Futures Co., Ltd. {A} and four employees of KGI Securities (Thailand) PLC {B}, {C}, {D}, and {E}, effectively from August 17, 2012, as well as revealing inappropriate actions of {F} and
employee?s choice program (a 39.7 % increase over year-end 2010). In addition, the SEC is revising provident fund regulations to better suit the needs of fund members and prevent them from exposing to
avoid revealing the details of his related persons who entered into share trading transactions with RAM during 2012-2013. The said misconduct was in violation of Section 312 of the SEA. The SEC therefore
) Limited Dear Sir, According to Thai Wacoal Public Company Limited disclosing the credit guarantee to a related company to financial institution as shown in note no. 9 to the financial statements for the