on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without
Thai Assessment × Home > การประเมิน CG Thailand แนวคิด การกำกับดูแลกิจการที่ดีและการพัฒนากิจการเพื่อความ
Bangkok, November 20, 2007 ? Preliminary results of the capital market regulation assessment under the Financial Sector Assessment Program (FSAP), a joint initiative of the International Monetary
Bangkok, August 13, 2009 ? The 4th Annual General Shareholders Meeting (AGM) Assessment shows significant improvement, with 81 percent or 403 of the total 497 participating listed firms achieving
SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
Shareholders Meeting (AGM) Assessment with very high average score at 91.04 out of 100.? Most companies assessed with the scores higher than those of last year, reflecting continual corporate governance