audit. Accordingly, involvement of engagement partners and EQCRs must be elevated to attain high audit quality, coupled with updating audit manuals and audit programs according to the auditing and
waiver of the filing fee, and lift the requirement that a financial advisor participate in the preparation for the PO application and the registration statements.In drafting the proposed amendments, the
Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the
planned to lift suitability test standard to facilitate business operators and investors. The standardized suitability test will be used for investment in all types of the capital market products including
investor rights protection. With regard to the class action lawsuit, the SEC is of the view that it will facilitate shareholders in their collective action lawsuits and help them attain justice more
respect of CSR and anti-corruption has been appreciated, levels of progress among them remain vary. As such, the SEC urges them to give priority on and continuously develop to attain sustainability. In this
maintain a capital adequacy ratio of no less than 200% and attain no less than three latest consecutive calendar years of net profits, (2) revising the timeframe for corrective actions by REIT managers
capital market for infrastructure development, not only to bring about better living quality of Thai people but also to attain the utmost benefits from the upcoming ASEAN Economic Community (AEC),? Vorapol
attain retirement goals. Moreover, investment should not be limited only to assets with low volatility because the investment returns cannot outpace the inflation in the long run whereas allocation in
rebalance the customers’ portfolio to attain the customers’ goal subject to the specified framework. A business operator who is interested in providing the wealth advice service and qualified in accordance