their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his

providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose

ต่าง ๆ เพ่ือสนับสนุนด้านการวางแผนก าลังคนในวิชาชีพบัญชี และพัฒนาบุคลากรที่มีคณุภาพตรงกับความต้องการ 51 ท่ีมา : The Global Happiness Council. 2019. Global Happiness and Well-Being Policy Report 2019

the society in some ways. This is also a great opportunity for our SEC family to share happiness with our fellow Thais.   “SEC Staff is very pleased to be a part of social sharing through the Pantry

. Her action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation of Section 89/7 of the SEA. This case is under

authorized director, causing the company to suffer losses. His action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมออกบูธในงาน Digital Governance Thailand 2023 (DGT 2023) ภายใต้แนวคิด “Happiness Creation #ชีวิตดีเมื่อมีดิจิทัล” ซึ่งสำนักงานพัฒนา

in accordance with the ethical standards as specified in Section 5 of the Ethical Standards Act, as follows:(1)  Loyalty to the core national institutions, i.e., Nation, Religion and Monarchy, as