persons, companies, or investment products relating to securities and digital assets, as well as to verify the legitimacy of the licenses of SEC-approved businesses, which can be found in the Investor

case that any party claims to be an intermediary, either as digital asset exchange, broker or dealer, SEC suggests that investors should verify their legitimacy via the list provided on the SEC

revenue with the SEC, they did not raise any observation in documents supporting the said clarification despite various factors indicated doubt on document authenticity;3. For the filing, the financial

any of investing public who have been contacted or solicited to invest in derivatives products such as gold futures and oil futures, no matter how tempting the offers are, to verify the legitimacy of

the business entities which have obtained company registration from the Ministry of Commerce have legitimacy to undertake derivatives businesses which in fact require separate licenses from the SEC

procedures to determine the validity of such service providing was found. In case of another company, his observation and random count of physical inventories found discrepancy between the outstanding balance

procedure to examine the accuracy of the list of unitholders who have the right to vote and the number of units together with the letters sent to the unitholders 5.3 A procedure to examine the authenticity of

unitholders 5.3 A procedure to examine the authenticity of signature and the authorisation of the signatory. 5.4 A report on resolution of the unitholder. 3.3.2 Prescription of fees and expenses of the fund

/News_Detail.aspx?SECID=8284 SEC launches application “SEC Check First” persons, companies, or investment products relating to securities and digital assets , as well as to verify the legitimacy of the licenses of

products relating to securities and digital assets , as well as to verify the legitimacy of the licenses of SEC-approved businesses, which can be found in the Investor https://www.sec.or.th/EN/Pages