executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved

securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated his fraud commission, embezzlement, falsying documents with the

Bangkok, February 16, 2006 ? The SEC has decided to suspend a former fund manager from the list of approved persons and to penalize an asset management company for inappropriate management of mutual

Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 08/12/2014 | Close Selling Date : 00/00/0000

Bangkok, December 24, 2008 ? Starting mid January next year, the SEC ? in cooperation with the Stock Exchange of Thailand (SET), the Thai Listed Companies Association and the Thai Company Secretary

, increasingly emphasize the importance of audit quality factor in the selection of auditors. Qualitative information in the firm inspection report is thus very useful for the selection process. In addition, the

, SEC will report the study result to the Department of Business Development, Ministry of Commerce as information supporting, where relevant, the amendment of the Accounting Professions Act B.E. 2547

ประเภทหลักทรัพย์ : ทรัสต์เพื่อการลงทุนในอสังหาริมทรัพย์ (REIT) | วันที่มีผลใช้บังคับ : 08/12/2557 | วันที่ปิดการขาย : 00/00/0000

Ranking - Securities/Derivative Business สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 13 August 2024 10:29 Ranking - Securities/Derivative Business Please enter search criteria

Disclosure Business News สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 19:43 Disclosure Business News Disclosure Business News ( 12 record(s) found) Date Time Heading