conducted by the SEC reveals that in the minutes of the Board of Directors’ Meeting, and information disclosed by EARTH, via the information disclosure system of the Stock Exchange of Thailand on several
SRI Funds and bonds.* Additional details for SRI Fund include investment policy, investment unit value, net asset value, dividend policy, fund fees and past performance. The information is available
According to BBL’s inspection report and SEC’s further investigation, it was found that {A} had submitted false documents to the bank by signing on unit subscription orders for the client in order
disclosure of listed companies, (b) listed companies to have in place systems to prevent the use of inside information and to promptly clarify facts in case of rumors, and (c) brokers to immediately verify
Bangkok, August 4, 2009 ? The SEC suggests that the Stock Exchange of Thailand (SET) separate securities companies? proprietary trading data from that of local institutional investors and exclude the
of information among personal data officers (PDO) which will be an important foundation for developing Thai practice standard in personal data protection and make it equivalent to international
inaccurate and false preparation of such records. The misconduct of the executives and their associates above is liable to legal offences as follows: The persons in (1) and (2) are liable to failure to
facts. Therefore, today (September 7, 2004), the SEC sent a letter requesting Mr. Anchanbutr to give information along with other related evidence by September 8, 2004 so as for the SEC to take further
Previously, the SEC had invited Mr. Akeyuth Anchanbutr to provide information concerning his claims that (1) two politicians involved with SCIB-C1 price manipulation, and (2) he had information on