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Automatically generated PDF from existing images.
Automatically generated PDF from existing images.
SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...
burden to investors, which could develop into an obstacle for accessing investment services and products in the capital market. SEC therefore is proposing the regulations on the use of a single form for
, derivatives fund manager, investor contact and derivatives investor contact shall receive an approval from the SEC Office and whereas the flood catastrophe may cause obstacle and inconvenience to such persons
. This was considered an obstacle for distribution channels of the Company’s customers as they had to postpone their purchase orders of the Company’s products. Moreover, During the year, Thailand tourism
subsidiary will subrogate the right from the existing debenture creditor. For the business operating area after the subsidiary had disposed its assets, the creditor (the purchaser) agrees with the subsidiary
dispute area is the obstacle to the land development. The company will have to wait until the Supreme Court provides the judgement and it is not possible to conclude how long it will take. 2) If the company