seeking unfair benefits from investor by taking advantage of her duty performance. In addition, during May 2018, {A} failed to execute the client’s order to buy shares of a company and did not inform the
as its independent financial advisor to carry out such functions as required by the Notifications on Connected Transactions. In this connection, the Company did not execute any other connected
Thornton Services Limited as its independent financial advisor to carry out such functions as required by the Notifications on Connected Transactions. In this connection, the Company did not execute any
communication, filing such applications or waiver application and evidence to the relevant government agency or authority and listing of FVC-W3 on the MAI; and (4) to carry out any necessary and reasonable acts
, to carry out the foregoing work then constitutes (Translation) 3 a connected transaction in the ordinary course of business of the Company without any general trading conditions in accordance with the
voting rights, excluding the votes of interested shareholders. (Translation) 3 The Company’s engagement of CH. Karnchang, as the Company’s major shareholder, to carry out the foregoing work then
major shareholder, to carry out the foregoing work then constitutes a connected transaction in the ordinary course of business of the Company without any general trading conditions in accordance with the
begun, {A} could not execute the ATO order in time and decided to execute the order at the market price (MP) instead without notifying the client in advance. As a result, the client received less