Bangkok, December 14, 2007 ? The SEC has clarified the methods for calculating the net asset value (NAV) of the share of PTT Public Company Limited (PTT) and the redemption procedure for mutual funds
The SEC has improved the procedure for handling complaints from investors and the general public to ensure better service quality. The new procedure includes three phases of clearer status updates to
offence under Section 241, which is the SEC?s standard procedure. The investigation has been underway but not yet completed.2. Front running ? Despite not being subject to the criteria of an offence under
Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses in the future. The key objective is to put in place a new licensing regime whereby a more specific type of license could be issued to be in line with the applicant's business model. This aims to replace the current regime whereby each license represents a bundle of business undertakings, which proves...
launched as a pilot project in 2006 and has increasingly attracted enthusiastic interest of neighboring markets ever since. The improved results were due in large part to the active cooperation and well
program was launched as a pilot project in 2006 and has increasingly attracted enthusiastic interest of neighboring markets ever since. The improved results were due in large part to the active
, Captain Suchart Jaovisidha, as the Honorary Advisor of this project and to receive such enthusiastic support from all organizing agencies.? Mr. Phuvanat naranubala noted that the application period
Arbitral Procedure Organized by the SEC Office (No. 2)
Rules, Conditions and Procedure for Borrowing Money and Encumbering the Asset of Infrastructure Mutual Fund