includes inspection of audit firms’ quality control systems, which has been running since 2010.  According to the Activities Report 2021, audit firms in the capital market have continued to improve their

creating too much burden for stakeholders   Major issues are as follows:- To apply  rules regarding  preparation and disclosure of financial statements, currently applying only on the lastest annual and

would not only improve the efficiency of debt offering supervision but also lighten the loads of debt issuers and maintain appropriate protection for investors. For such proposes, the SEC Office is

During January – March this year, the SEC conducted a public hearing on proposed amendments to the PVD Act to support the development of fund structure, enhance the member protection mechanism

securities. The consultation paper is available in Thai version only at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=920. Stakeholders and interested parties are welcome to submit comments and

six months to improve and develop necessary work systems in compliance with the governing regulations. ________________________

public and high net worth investors would have to be investment grade products only. This is primary quality screening of the bond issuers to check their capability of repaying obligations because such

a programme to improve the quantity and quality of environmental disclosures from corporates and financial institutions in Thailand  • The provision of data and insights from CDP to the SEC and other

are allowed to also inform the SEC of the names of foreign business operators instead of only the names of the foreign personnel as previously required; 2. Modifying the requirements for notifying the

Bangkok, October 2, 2015 The SEC has rolled out an initiative to enhance sustainability of the financial reporting ecosystem, which is paramount to the integrity and soundness of the Thai capital