, through the SEC’s communication channels and mass media, in the forms of infographics, articles, as well as educational seminars organized in cooperation with related agencies. In carrying out investor
awareness of the importance of cybersecurity plan, work system stability and data protection. Co-organized by the SEC and the regulated entities, the cyber drill activities were conducted by experts from the
Arbitral Procedure Organized by the SEC Office (No. 2)
Rules and Appropriate Investment Advisory (3) Knowledge on complex and non-complex capital market products e.g. derivatives, debt securities, and high-risk or complicated mutual funds (4) Investment
. Krisada Chinavicharana, Deputy Finance Minister. The event was organized under the theme, “Green Finance for Green Living” at Hall 7, LG Floor, Queen Sirikit National Convention Center during 14-17 December
Complex Structured Return 1YB ห้ามขายผู้ลงทุนรายย่อย ชื่อกองทุน (อังกฤษ) : MFC Complex Structured Return 1YB Not for Retail Investors บริษัทจัดการ : บริษัท หลักทรัพย์จัดการกองทุนเอ็มเอฟซี จำกัด (มหาชน) วัน
permissible products are more complicated, risky and similar to those AIs have been allowed to invest domestically such as unrated bond and foreign sukuk. Moreover, all investors will have more investment
capital market are complicated and finding the evidence is difficult, especially electronic evidence which requires assistance from specialized agencies. Therefore, this cooperation between SEC and the
corporate bond business that is usually subject to high costs and time-consuming, complicated processes. The DLT platform can reduce costs and increase efficiency, transparency and competitiveness of
) Reducing debt securities notifications to ensure less complicated rules and more convenience for stakeholders; (2) Reviewing regulations to be up-to-date and consistent with other regulations on other types