Bangkok, April 10, 2014 ? The SEC is seeking public comment on relaxing a unit holding limit where any person or group of persons is allowed to hold not exceeding one-third of all units in a mutual
ever-growing asset management business by, for example, relaxing several requirements. In so doing, appropriate investor protection is maintained, and more investment choices promoted.? Such amendments
cannot conduct the asset appraisal, the fund/trust manager must request a waiver from SEC and must analyze the impact of COVID-19 on the fund and disclose it to investors, (7) relaxing the rule of
without any objection. Meanwhile, in the latter period, he sought approval from the clients on the broad pre-determined price ranges of derivatives and securities. Accordingly, he could immediately execute
the capital market can cause broad impact and hurt the economy which in turn affect development of the country. It can also bring damages to people in all walks of life. Lawyers Council under Royal
, greener, more inclusive economy. I’m delighted, therefore, that we are today formalising our broad-based collaboration with the SEC.” About the ASEAN Low Carbon Energy ProgrammeThe ASEAN Low Carbon
increase capital market product variety, such as relaxing rules on investment of retail and accredited investors in non-investment grade or unrated bonds, issuing regulations on investment in and issuance of
support of the Thai capital market to strive forward as a regional financial connector, the SEC will increase capital market product variety, such as relaxing rules on investment of retail and accredited
Currently, there are SMEs and startups with good potential for growing into large enterprises. However, they lack broad funding tools and face limitations that prevent them from listing on SET and
recover - fostering a new, better, greener, more inclusive economy. I’m delighted, therefore, that we are today formalising our broad - based collaboration with the SEC.” About the ASEAN Low Carbon Energy