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Disciplinary Action Against Former Executive of a Securities Company

regulator with cooperation when he was the CEO of IB Securities Co., Ltd. (former name of APEX Securities Co., Ltd.). Details can be summarized as follows: 1. The securities company had organization

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=1212

MR. TAN THAREERACH

Complex Type 2 Investment Consultant

http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000123365

MISS KAMONTHIP SAE-TAN

Complex Type 2 Investment Consultant

http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000121259

MR. ARTHIT TAN-UNG

Complex Type 2 Investment Consultant

http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000097732

MR. SATANON TAN

Complex Type 1 Investment Consultant

http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000073252

MISS NARATHIP TAN-ORRACHORN

Complex Type 2 Investment Consultant

http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000120306

MR. SATANON TAN

Fund Manager

http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000073252

MISS NATTHANAN TAN-AEKKHUN

Complex Type 2 Investment Consultant

http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000147129

MISS SUTTASINEE TAN-UDOM

Complex Type 2 Investment Consultant

http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000122973

MR. TAN QIZAN

Complex Type 2 Investment Consultant

http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000159343