ONE ASSET MANAGEMENT LIMITED|Exchange Traded Fund : ETF | Offering Date : 21/08/2007 - 29/08/2007

Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded or Are Purposed to be Traded on Foreign Exchange

July 31, 2007, the SEC probed into the case and found that {A}, {B}, {C}, {D} and {E} had colluded to trade RICH shares in concealment through 15 related persons securities trading accounts. They traded

ONE ASSET MANAGEMENT LIMITED|Exchange Traded Fund : ETF | Offering Date : 01/08/2011 - 08/08/2011

ONE ASSET MANAGEMENT LIMITED|Exchange Traded Fund : ETF | Offering Date : 20/07/2009 - 28/07/2009

ONE ASSET MANAGEMENT LIMITED|Exchange Traded Fund : ETF | Offering Date : 31/01/2013 - 12/02/2013

Re: Application for Approval of Form and Terms of Derivatives Contracts Traded on Derivatives Exchange

' securities trading accounts. They traded UKEM shares in concealment on a continual basis and matched orders within the group to mislead the general public in UKEM share trading values and volumes, causing

THANACHART FUND MANAGEMENT COMPANY LIMITED|Exchange Traded Fund : ETF | Offering Date : 27/03/2012 - 30/03/2012

ONE ASSET MANAGEMENT LIMITED|Exchange Traded Fund : ETF,Gold Fund | Offering Date : 19/09/2011 - 03/10/2011