advantage of their job position and duties related to securities allocation to seek personal gains for oneself or other persons. By committing such act which gained him more than 42 million baht in benefits
underwriting of TAKUNI and CCN securities, used nominee accounts to subscribe and receive allocated shares for patrons of such companies.Such conduct was in violation of the rule whereby securities selling or
responsible underwriter is prohibited to prevent such persons from taking unfair advantage of their job position and duties related to securities allocation to seek personal gains for oneself or other persons
out to differ from those anticipated; 1.2 Misuse of inside information. Any person who has access or possesses inside information (insider) must not seek unfair advantage of other investors or tip
individuals or the two aiders from (5) to (6) during 10-22 April 2013 which was the period when CP ALL Public Company Limited (CPALL) was in negotiation with SHV Netherland B.V. (SHV) to purchase 154,429,500
or enter into a derivatives contract related to such securities; or (d) action not having a characteristic of taking an advantage of other persons or any characteristic as specified in the notification
manner which does not take advantage of other persons or in the manner as specified in the notification of the SEC; (2) disclose inside information to any other persons, either directly or indirectly and
person licensed or registered under the law to manage funds or investments; or (d) in the manner which does not take advantage of other persons or in the manner as specified in the notification of the SEC
court for an offence relating to property committed with dishonest intent: O yes O no 6.3 Having been a director, manager or person with managing power of a financial institution whose license has been
bankrupt: O yes O no 6.2 Having been imprisoned by a final judgement of the court for an offence relating to property committed with dishonest intent: O yes O no 6.3 Having been a director, manager or person