Bangkok, 6 January 2023 – The Office of the Securities and Exchange Commission (SEC) has announced appointments and rotations of departmental directors to meet the new organizational structure
, the multi-class structure offered by existing mutual funds must not prejudice the right of existing unit holders. Details of the proposed structure must be defined in the amended investment fund scheme
Earlier, the SEC filed a criminal complaint against 32 individuals,* as co-principals, for jointly manipulating the price or trading volume of MORE shares during 18 July – 10 November 2022. Their
. Phuthitorn Tamthum acted with acknowledgment or pursuant to a mutual agreement to allocate roles among themselves in trading securities in a manner that misled the public regarding the price or trading volume
by continuously placing orders to buy and sell KDH shares in a manner that pushed the price upward. They placed large-volume orders at multiple price levels, including aggressive buy orders and sell
Previously, the SEC filed a criminal complaint against a group of 18 persons as joint principals in the case of jointly manipulating the price or trading volume of MORE share on 10 November 2022
companies and misleading the general public about the trading price and/or volume of MORE shares.With further investigation and coordination with the inquiry officials of the Royal Thai Police’s Central
Teratanavat, (3) Mr. Vijchu Chantatab, and (4) Mrs. Shanya Pengpunpat had collusively manipulated share price and/or trading volume of the Market for Alternative Investment (mai)-listed TIGER between 24-29
There have been a large number of holding companies that issue IPOs. These companies conduct various types of businesses and comprise many affiliates, both in Thailand and in other countries. In each group of companies, an affiliate acting as the central company is the one whichsets out policies and business directions for all affiliates and associated companies within that group of companies. The current rules require both the issuers as well as all affiliates that engage in the main bus...