Bangkok, March 6, 2014 ? The SEC circulated guidelines for listed companies to disclose information on asset disposal to mutual fund (i.e. property fund, infrastructure fund), or real estate investment trust (REIT), to ensure accurate, clear and sufficient information for investors? investment decision.Chalee Chantanayingyong, SEC Deputy Secretary-General revealed that ?Recently, a number of listed companies have sold or planned to sell their assets to mutual funds or REITs. The transactions are...
Bangkok, December 12, 2014 ? The SEC is seeking public comment on proposed revisions of capital requirement for asset management companies to maintain adequate minimum capital requirement for
Ref.No.IVL012/11/2017 30th November 2017 President The Stock Exchange of Thailand Subject: Report on the Completion of the Acquisition of the PTA and Utility assets in Portugal With reference to the disclosure
-Translation- M06/005/18 May 15, 2018. Subject Clarification of Q1/2018 Company Performance To The President of the Stock Exchange of Thailand Reference MDX Public Company Limited and its
-English translation- No. M06/003/19 May 14, 2019 Subject Clarification of Q1/2019 Company Performance To The President of the Stock Exchange of Thailand Reference MDX Public Company Limited and its
financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings
rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failed to implement an adequate system to ensure the accurate and complete management and
adequate information for customers’ risk assessment (Know Your Customer and Customer Due Diligence system (KYC/CDD)). DAB Act S.30 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 4
Company Profile - J.R.W. UTILITY PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 14 January 2025 20:12 Company Profile J.R.W. UTILITY PUBLIC COMPANY LIMITED
underwriting limited to investment units (LBDU) and derivatives brokerage by requiring the business operator set up a compliance unit with clear duty and responsibility in writing and having adequate number of