therefore he is required to make margin deposit with a derivatives agent to secure his/her performance under the options similar to the case of futures trading. With an unfavourable movement in the market
adverse impacts on environment and society. Business units are responsible for continuous and active management of all relevant risk exposure to be in line with its returns and risk appetite. Risk
sufficient information by concealing important information that might adverse affect the client's benefits. Following the report of UOB Kay Hian Securities (Thailand) Plc. and a client complaint, the SEC
by concealing important information that might adverse affect the client's benefits. Following the report of UOB Kay Hian Securities (Thailand) Plc. and a client complaint, the SEC probed into {A} case
Chairman Chanin Vongkusolkit and TLCA members, to discuss strategies for the development and promotion of supervision over listed companies. The discussions covered measures to prevent adverse behaviors
SEC and publicly disclose the rectified financial statement which has been audited by auditor. The order has been issued after the SEC found that auditor gave adverse opinion on the financial statement
and adverse conclusion along with 2012 financial statements due to limitation on scope of audit imposed by its management. PRO is required to file with the SEC and publicly disclose the rectified and
of agricultural commodities futures on TFEX and AFET will be concurrently in the initial stage of transition to provide trading continuity without causing adverse impact to investors;(2) For existing
of agricultural commodities futures on TFEX and AFET will be concurrently in the initial stage of transition to provide trading continuity without causing adverse impact to investors;(2) For existing
adverse incidents; (2) To align the submission timeline for risk level assessment (RLA) reports and IT audit reports to the same period, specifically within the first quarter of each calendar