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Bangkok, March 16, 2016 ? The Criminal Fining Committee has imposed a fine of 500,000 baht on Somchai Chaisrichawla for manipulating the share price of Asia Metal Public Company Limited (AMC

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6245

SEC files criminal complaint against 9 alleged offenders for undertaking unlicensed derivatives business

Bangkok, November 27, 2012 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against five companies, namely(1) Silver Line Trading Intertrade Co., Ltd., (2) Diamond and Silverline Group Co., Ltd., (3) K.N.O. Marketing Co., Ltd., (4) M.B. Network Co., Ltd., and (5) P.T. Research Co., Ltd., along with four related persons, namely (1) Jaray Chanchaisilp, directors of Silver Line Trading Intertrade Co., Ltd. and Diamond and Silverline Group C...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4775

Microsoft Word - S_2019_GRC-02_025_S43 Share Acquisition_EN

Microsoft Word - S_2019_GRC-02_025_S43 Share Acquisition_EN Page 1 – Translation – GRC-02/2019/025 11 December 2019 Subject: Report of the Asset Acquisition To: President The Stock Exchange of

https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201912/19120256.pdf

Settlement Committee fines TWZ share price manipulators

Bangkok, February 17, 2011 ? The Settlement Committee imposed a total fine of 20,635,579.57 baht on Auttawut Phaichai and Patinya Pittayanupakorn for manipulating the share price of TWZ Corporation

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3498

Settlement Committee fines CHUO share manipulator

Bangkok, April 20, 2016 ? The Settlement Committee has imposed a fine of 14,640,844.50 baht on Chayanont Weerayuthkosol for manipulating the share price of Chuo Senko (THAILAND) Plc. (CHUO

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6283

SEC public hearing on proposed amendments to regulations related to securities and derivatives companies’ undertaking of other businesses

authorization before beginning any other activity.The SEC therefore proposes to amend the rules governing the undertaking of other businesses according to the resolution of the Capital Market Supervisory Board

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9439

SEC co-organizes webinar on “Responsible Investment in Practice: Undertaking Stewardship with a Focus on Climate Change”

), co-organized a webinar on “Responsible Investment in Practice: Undertaking Stewardship with a Focus on Climate Change.” This webinar aimed to provide practical knowledge regarding performance the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10787

ก.ล.ต. ร่วมจัดงานสัมมนาออนไลน์ Responsible Investment in Practice: Undertaking Stewardship with a Focus on Climate Change

สัมมนาออนไลน์ในหัวข้อ “Responsible Investment in Practice: Undertaking Stewardship with a Focus on Climate Change” เพื่อให้ความรู้เชิงปฏิบัติการเกี่ยวกับการปฏิบัติหน้าที่ของผู้ประกอบธุรกิจในตลาดทุนไทย

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=10042

SEC files criminal complaint against Q-Me Co., Ltd and associated persons for undertaking unlicensed derivatives business and defrauding public

with them. Some even gave authorization for the companies? staff to submit trading orders on their behalf.The said actions were deemed as undertaking derivatives business without license in contravention

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4571

SEC public hearing on proposed amendments to regulations related to securities and derivatives companies’ undertaking of other businesses

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=806