July 27 ? August 10, 2011, Yongyuth, then CEO of TUCC, told Vorakun to sell 17,475,100 TUCC shares in such a way that taking advantage of others by using non-public information material to TUCC share

Eng Securities (Thailand) Plc. that {A} had been authorized by two clients to make securities trading decisions on their behalf. Before this matter was reported to the company, {A} had told her branch

the group of persons above in opening trading accounts for investors to make derivatives investments. They executed trading orders in investors’ accounts, told investors to send trading orders

approximately 600,000 ? 700,000 baht. Since then, his client told him to stop trading, but he traded again on January 5-6, 2012. Theera admitted he had traded derivatives for his client during aforementioned

trading username and password for trading from September 13, 2011 until the end of December 2011, causing losses in the client's account of approximately 600,000 - 700,000 baht. Since then, his client told

investors to invest in futures contracts or investment units and told them to transfer their money into her own bank account. The SEC findings showed that Hathaya had never used such money to invest in

consultant.Thereafter, {D} told {F} and {G} to find a client to purchase the acquired PAO shares where {H}, another investment consultant, was brought into the picture. {H} then solicited and gave unprofessional advice