Bangkok, April 27, 2016 ? The SEC has revoked approval as securities investment consultant of three employees of AIA Co., Ltd., namely (1) Atcmima Pattanapinyokul, (2) Laddawan Preechasiriratna, and 3) Orapin Raiwiboon. In connection with the case, the application for approval as investment consultant submitted by {A} has been rejected. According to a report from Thailand Securities Institute (TSI), the Stock Exchange of Thailand, there was an incident of intentional dishonest act committed on...
Earlier, the SEC notified NRF to cooperate with the auditor by providing information for reviewing its interim financial statements for the third quarter of 2024 and to rectify such interim financial statements. NRF must submit to the SEC and publicly disclose the rectified and reviewed interim financial statements via the SETLink Electronic System by 20 January 2025. The auditor expressed qualified opinions on NRF’s interim financial statements for the third quarter of 2024 because the auditor...
, which would have to be audited by the auditor as well. To ensure that the timeline for submitting the financial statements for the year 2024 would not be affected, EE has therefore requested the
Earlier, the SEC notified JKN to rectify the financial statements for the year 2023 that have been audited by the auditor to the SEC and simultaneously report the disclosure of related information under Section 56 of the Securities and Exchange Act (SEA). Additionally, the rectified financial statements and the rectified reports must be disclosed publicly via the Electronic Listed Company Information System of the Stock Exchange of Thailand (SETLink) by 11 July 2025*.JKN later made a request for...
audit process before submitting the report to the SEC. Nevertheless, conducting a special audit is an important matter that may affect the rights and benefits of securities holders or the investment
According to BBL’s inspection report and SEC’s further investigation, it was found that {A} had submitted false documents to the bank by signing on unit subscription orders for the client in order to complete the transactions. The client had given prior consent to her act claiming it was inconvenient to affix signature in person at the time. Despite no intention to conceal information in the act caused by an external factor, {A}’s submission of false documents to the bank in order to hel...
Pursuant to the Notification concerning Determination of Fees for Filing of Registration Statement, Registration and Other Applications, as amended, the calculation of fees shall be based on the shareholders’ equity in the financial statements for the latest financial year submitted to the SEC. In the case where a company fails to submit the financial statements for the latest financial year but submits other financial statements to the SEC such as the quarterly financial statements that c...
of the Filing Form, effective 9 October 2023. As a result, the aforesaid persons are liable to the penalties under Section 300, in conjunction with Section 278 of the SEA; 2. Submitting the minutes
not submitting the latest annual financial statements within the specified period, the SEC will calculate the annual fee based on the shareholders’ equity presented in the previous annual financial
Bangkok, 31 January 2019 ? The SEC has declined the request from Energy Earth Public Company Limited (EARTH) to extend the deadline for reporting the re-assessment results of the fair value of the mining property rights over two mines in Indonesia. The deadline was due on 31 December 2018.Earlier, the SEC ordered EARTH to clarify two issues, as follows: (1) the existence and the legal rights over the two Indonesian mines due to the fact that during July ? September 2017 EARTH had used the advanc...