;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the
services to protect investors’ asset and stringent supervision on asset separation to keep private funds safe without asking for the approval of being custodian again. Such move will improve flexibility
market funds are likely to grow in size and emerge as an alternative for people looking for the place to park their cash.However, money market funds are currently subject to more stringent rules than other
's system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the
from self-regulatory system under professional body to more stringent regulatory system under independent regulatory body. Inevitably, supervision on auditor in Thai capital market must be developed in
principle-based advertising guidelines are sufficiently appropriate and consistent with securities regulations; (3) Standardize the warning notices as a single, most stringent format that covers
entities whereby additional criteria other than the oversight of general debt securities have been established. The is to implement more stringent procedures for screening the quality of debt securities
reflected the SEC?s effort in the past years in implementing more stringent inspection on audit quality assurance system of audit firms. The quality of audit activities of Thai listed companies thus conforms
resuming trading to be as stringent as the initial public offering (IPO), etc.”Additionally, the seminar featured lectures and panel discussions on topics that boards of directors should prioritize