Printable Format - Laws and Regulations Guideline on the commencement for operation of securities / derivatives business   

List of head of Compliance Please wait... List of head of Compliance   No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage

Securities (Form 246-2) ( 19 record(s) found) Name of Securities Name of Acquisition/Disposition Types Types of Securities % Held Before Acquisition/ Disposition % Held Acquisition/ Disposition % Held After

Securities (Form 246-2) ( 13 record(s) found) Name of Securities Name of Acquisition/Disposition Types Types of Securities % Held Before Acquisition/ Disposition % Held Acquisition/ Disposition % Held After

Issuer Name of Acquisitor/Dispositor Search by Date   Transaction Date     Published Date   Date From To   Reports on Acquisition or Disposition of Securities (Form 246-2) ( 12 record(s) found) Name of

business day of the year wherein the approval will expire, and (2) require the business operator to submit an application, notify the commencement and termination of duty performance, and renew the

(s)): Total 0 0 0.0000 0 0 0.0000 0 0 0.0000 10. For reporting in the event of the commencement or termination of status of a concert party or the acquisition or termination of status of a juristic

the name(s)): Total 0 0 0.0000 0 0 0.0000 0 0 0.0000 10. For reporting in the event of the commencement or termination of status of a concert party or the acquisition or termination of status of a

name(s)): Total 0 0 0.0000 0 0 0.0000 0 0 0.0000 10. For reporting in the event of the commencement or termination of status of a concert party or the acquisition or termination of status of a juristic

)/juristic person(s)  Prior to commencement or termination of relationship as:   ( ) concert party   ( ) juristic person under Section 258 Type(s) of securities Number of Units 2 Voting rights3 Percentage 4 I