global financial market have begun to affect the Thai financial market. The Bank of Thailand (BOT) has alleviated the situation through government bond purchase program amounting more than 100 billion
operators to deal with Covid-19 situation. All of them confirm the readiness to provide services related to securities trading continuously and have business continuity plans in case of emergency. In
manage liquidity of fixed income funds and mixed funds that invest at least 60 percent of the net asset value in debt securities. The limit for such transactions is increased from 10 percent to 30
facilitate the financial statements submission to SEC, as required. However, the companies must propose the auditor appointment for the shareholders’ consideration at the next shareholders’ meeting to be
SAFARI WORLD PUBLIC COMPANY LIMITED, located at No 1 TRANSLATION Safari World Public Company Limited Registration No. B.M.J. 0107537000351 Ref. No. 108 /2020 AUGUST 14, 2020 Re. : The explanation and
SAFARI WORLD PUBLIC COMPANY LIMITED, located at No 1 TRANSLATION Safari World Public Company Limited Registration No. B.M.J. 0107537000351 Ref. No. 107 /2020 AUGUST 14, 2020 Re. : The explanation and
SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
Microsoft Word - 2019.11.12 MD&A trans at Q3.2019 and 9 months.doc ( Translation ) 13rd November 2019 Subject: Management Discussion and Analysis (MD&A) for the 3rd quarter and 9-month periods of
Complex Type 2 Investment Consultant
Plain Investment Consultant