business operation that they are required to apply for the respective licenses with the SEC by 24 February 2021. For more information and inquiries, please contact SEC Help Center at Hotline 1207, press
DFSA and SEC Thailand on emerging technologies impacting the global financial ecosystem will further advance the development of our respective economies.”Ms. Ruenvadee Suwanmongkol, Secretary-General
from insufficient involvement of engagement partners and engagement quality control reviewers (EQCRs) and incomplete audit manuals as required by quality control standard. Findings by respective average
categories which are (1) provident funds of state enterprise, (2) provident funds of private companies, and (3) asset management companies. Both former categories are individual contests, while the third
notify its respective status with the SEC in accordance with the rules, conditions, procedures as well as time periods, as specified, to promote startup funding both directly and indirectly through
assure that all respective systems and capital market service providers, including Thailand Securities Depository Co., Ltd. (TSD), securities firms, asset management companies and derivatives agents
the investment units are categorized into multiple types, the information above shall be shown categorically according to the respective types of the investment units. Clause 7 The particular on the
sustainable development of the respective capital markets. In the initial phase, the SEC has developed Additional Guidance for disclosing sustainability information for Hong Kong's ESG Funds, intending to
to Suspend or Postpone Respective Contribution to Provident Fund in Areas Affected by Economic Crisis, Public Disasters or Incidents Impacting Economic Situation. In this regard, employees or employers
Bangkok, 6 September 2016 ? The SEC has filed complaints against Marnfah Group Co., Ltd. and Lederer (Thailand) Co., Ltd. and their respective authorized directors with the Economic Crime Suppression