line with the ever changing market environment.”   Starting from 2022, attending and passing the ESG compulsory training course every two years will be a requirement for renewal of approval for capital

within thirty days from the date of termination of membership. However, in practice, the payment could not directly be made to PVD member due to a lack of relevant member data; such as name and surname

capital falls below the minimum requirement level, company must submit notification outlining cause and corrective plan to the SEC within 15 days as well as make  necessary corrections within the notified

for recruiting more auditors to meet the minimum requirement and give the unqualified auditors* a sufficient time to rectify their qualifications. The SEC took the suggestions into account to revise

Bangkok, August 15, 2014 ? The SEC is seeking public comment on draft capital requirement rules applicable to securities companies being unable to maintain adequate net capital as prescribed

market that have a minimum of four auditors in the capital market. The requirement would take effect immediately for auditors affiliated with audit firms outside the capital market* who submit the

Earlier, SEC had considered the amendments to the rules relating to net capital requirement for securities and derivatives business operators, and published a public hearing in 2019 which covered

), as per the specified legal procedures, passed a resolution requiring Zipmex to rectify its operations within 15 days regarding the failure to manage its business and personnel properly, adequately and

clients.On 5 September 2024, the SEC Board Meeting No. 11/2024, by virtue of Paragraph 1 of Section 35 of the Emergency Decree, passed a resolution requiring Bitazza to rectify its operations fully within 24

their right within deadline.  ________________________Remark:  Link to Zipmex Group’s announcement: https://zipmex.com/th/en/announcements/update-on-moratorium-proceedings-29072022-3/