execution program. She also transferred her own money into the client’s trading account as a collateral for trading loss. Meanwhile, the client did not contradict or object to the record of confirmed

servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter

that he transferred funds to pay for capital shares during the founding of Glooming Global Co., Ltd. and was acquainted with and connected to shareholders and executives of Glooming Global Co., Ltd. The

mentioned above – having business relationships and/or direct personal relationships or connection through related persons – collaborated and sent trading orders of shares of Nation Multimedia Group Public

received. The total sum of 56 million baht has already been remitted to the Ministry of Finance as public revenue.?  Civil sanction is another fair and effective means of enforcement imposed on offenders

increased revenue and has delivered projects for which suppliers sent invoices, but payment was not due in accordance with credit terms, resulting in an increase in trade payables. Unbilled payables increased

SEC has remitted both amounts to the Ministry of Finance as public revenue. In the event that any offenders refuse to give consent to the civil sanctions, the SEC has the authority to file a lawsuit

civil penalties received or would have been received from the commission of offenses shall be remitted to the Ministry of Finance as public revenue.

penalties and compensations for the benefits received or would have been received from committing the offenses shall be remitted to the Ministry of Finance as public revenue.  Remark: * Section 317/1 of the

, which must not be lower than those specified by the CSC.   Civil penalties from committing offenses shall be remitted to the Ministry of Finance as public revenue.    Details of civil sanctions and