Bangkok, 12 October 2017 ? The SEC discloses the latest updates on the civil sanction statistics since the means of enforcement became effective on 12 December 2016, with the total of 21 natural and juristic offenders in eight cases and the total remittance of more than 50 million baht as public revenue. Mr. Somchai Pongpattanasin, SEC Assistant Secretary?General in charge of the Enforcement Division, said: ?During the past 10 months, the SEC has successfully imposed civil sanctions on 21 off...
. Facilitating payments out of the fund: e.g., allowing the registrar to order dissolution of the fund including a withdrawal of one employer from a pooled fund, allowing the fund manager to make a payment to an
where the employer remits the money into the fund late (b) Having adequate system and measures to control correctness of the date of calculation of the number of unit (trade date) of each member e.g
) saving and contribution payable to the fund (a.2) employer’s surcharge where the employer remits the money into the fund late (b) Having adequate system and measures to control correctness of the date of
กรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ shall deposit such assets and deposit money to secure payments of related costs at the deposit office according to the law, regulation, and rule on property deposit
assets and deposit money to secure payments of related costs at the deposit office according to the law, regulation, and rule on property deposit. The liquidator shall also submit https://publish.sec.or.th
) (Translation) ” means a contract whereby a person, called a settlor, transfers or creates real right or any right appertaining to property to or for another person, called a trustee, with trust and confidence in
Sanction Committee (CSC) has resolved to impose civil sanctions* on the two offenders above, requiring them to make payments for the civil monetary penalties and the reimbursements of investigative expenses
lies in constant vigilance. Here are some essential tips to help you stay safe from online scams: · Always verify the source: Before making any investments or money transfers, thoroughly