Bangkok, 27 July 2017 ? The SEC has refused to grant Energy Earth Public Company Limited (EARTH) an extended deadline for submitting the special audit report which was due on 24 July 2017, and urged the company to expedite the submission to the SEC and the disclosure through the SET Electronic Information System. Meanwhile, EARTH executives are subject to investigation regarding their duty performance. Earlier, the SEC had instructed EARTH to arrange a special audit on the advanced payments for...
Bangkok, 14 January 2019 ? The SEC announced that the Ministry of Finance, under the recommendation of the SEC Board, had denied a digital asset business licence for Coin Asset Co., Ltd.Earlier, seven applicants* submitted an application for a digital asset business licence under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018); four of them were granted a licence, and two rejected.Today, the Ministry of Finance denied a digital asset exchange licence for Coin Asset (website: co...
available at www.sec.or.th. Stakeholders and interested parties https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6147 The SEC rejects deadline extension for EARTH special audit report and shall inspect
control and risk management system.SEC is therefore conducting a public hearing on the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8074 The SEC rejects deadline extension for EARTH special audit
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
in any particular case. If an offender fails to pay a civil penalty, in full or in part despite already agreed upon, or refuses to comply with a civil sanction, the SEC may seek the Civil Court's
civil penalty at the total amount of 499.45 million baht. If any of the three offenders refuses to comply with the civil sanction, the SEC will forward the matter for the public attorney to file a lawsuit
https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5752 Ministry of Finance denies digital asset business licence for Coin Asset Bangkok, 14 January 2019 ? The SEC announced that the Ministry of
offender refuses to give consent to the sanction, the SEC will submit the case in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions
early retirement, the company will negotiate for the return of the compensation payment; and 3. If Kitti does not wish to resume his role as an NCL employee and insists on early retirement and refuses to