the securities, including the amount and price. He also asked the client to leave the ATS saving account with him so he could help the client trade securities. In addition, he rehearsed the client in
C.I.Group Public Company Limited C.I.Group Public Company Limited (“CIG”) prepared and submitted the inaccurate financial statement for the year 2015 to the SET and the SEC on February 29, 2016 and
Tapaco Public Company Limited Tapaco Public Company Limited (“TAPACO”) had a duty to prepare and submit the financial statement for the year 2022 within 3 January 2023. However, TAPACO prepared and
, 2023 However, FL prepared and submitted the Complaint report of Q2/2023 to the SEC Office on JULY 18, 2023 later than the period specified by the law. SEC Act S.109 Settlement Committee Meeting No. 9
Solartron Public Company Limited Solartron Public Company Limited (“SOLAR”) prepared and submitted the inaccurate annual report for the year 2015 (Form 56-2) to the SEC office on April 11, 2016. The
Capital Market Supervisory Board. However, TTCL prepared and submitted the inaccurate financial statement for Q1 year 2020. Later, TTCL submitted the rectified financial statement for Q1 year on 28 February
AGRIPURE HOLDINGS PUBLIC COMPANY LIMITED AGRIPURE HOLDINGS PUBLIC COMPANY LIMITED (“APURE”), a securities issuer, prepared and submitted the inaccurate the audited financial statements for the year
AGRIPURE HOLDINGS PUBLIC COMPANY LIMITED AGRIPURE HOLDINGS PUBLIC COMPANY LIMITED (“APURE”), a securities issuer, prepared and submitted the inaccurate the annual registration statement / annual
. The financial statements under the first paragraph shall be prepared under the criteria as specified in the notification of the SEC and shall be audited with an opinion rendered thereon by a certified