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rules concerning application for securities registrar license. This is to ensure the continued enforceability of Section 206 and Section 222 of the SEA and to comply with Section 22 of the Act on
mangement on the last busines day of each month. (2) the license fee for mutual fund registrar shall be at the rate of 1 percent, calculated from the fee income from providing the regitrar services to the
licenses: (1) all types of securities business license except the followings: (a) debt securities brokerage; (b) securities borrowing and lending business. (2)2 licenses for providing securities registrar
Rules, Conditions and Procedures for Providing Services as Securities Registrar
Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar
, Conditions and Procedures for Providing Services as Securities Registrar By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.4) B.E