The CMSB has amended the regulations for granting general approval of registered capital reduction for business operators on the condition that such reduction meets all specified criteria, including
While all securities companies were required to have paid-up registered capital at the same amount of 100 million baht, the new rules require that applicants and licensees of all types of
institutional clients of registered derivatives dealers and derivatives fund managers, considering that the institutional clients are capable of making their own investment. The institutional clients may
Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the
Ms. Ruenvadee Suwanmongkol, Secretary-General of SEC said: “SFF 2020 organizes by Monetary Authority of Singapore (MAS) and is considered as a global FinTech exhibition. SEC firstly joined and
Bangkok, November 12, 2015 ? The SEC will continue its drive to promote financial literacy and investor education via the SEC Open Space multimedia exhibition at the SET in the City 2015.?This year
entities allegedly solicited the public to invest or use their services at their booths during a FinTech exhibition at a hotel. In this regard, the SEC coordinated with the venue owner and the event
Rules for Undertaking Derivatives Business for Registered Derivatives Broker and Dealer (No. 2)
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)